Learn about the Series 63 exam failure rates, the retake policies, and strategies to improve your chances of passing and ...

If you’re planning to take the Series 63 exam, you’re probably wondering just how challenging it really is. Designed for securities agents and broker-dealer representatives, this state-level test ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

To pass the Series 63 exam, you’ll have to get a 72% score, which translates to 43 of the 60 questions answered correctly. With longer exams, you have a little more wiggle room, but the shorter nature ...

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A lot of folks trying to break into financial services—or level up within it—get confused about which license does what. But now is a great time to enter the field, with the Bureau of Labor Statistics ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...