The SEC focusing on older investors, retirement and college savers, and private securities. Here's how those changes impact ...

This matter highlights an all-too-common form of investment scam that is being used to target U.S. retail investors with ...

Many crypto industry leaders and users anticipate significant changes in the US regulatory environment over the next 12 ...

The U.S. SEC has filed charges against a network of cryptocurrency companies alleged to have orchestrated a sophisticated $14 ...

The US Securities and Exchange Commission (SEC) is moving forward with its review of a proposal to list and trade options on ...

The new law brings foreign companies in line with U.S. businesses by requiring them to disclose to the U.S. Securities and ...

SEC files charges over a $14M crypto scam using fake AI investment tips, WhatsApp groups, and bogus trading platforms to ...

The Trump administration wants the US Supreme Court to weigh in on the SEC’s power to recoup illicit profits in cases where investor harm can’t be quantified, asking the high court to take up a ...

The municipal advisor area "remains a heavy focus of both the commission's Division of Examinations as well as the Division of Enforcement," Andrew Kintzinger, counsel at Hunton Andrews Kurth, said.

The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...